Neville R.

As a qualified and reputable Malta Financial Services Authority (MFSA) approved Compliance Officer and an SMF16 with the Financial Conduct Authority (FCA), I am a strategic and dedicated professional with a proven track record of success in designing, developing and implementing effective corporate compliance programs. My key focus is to ensure that the Board members, Management, and all staff members understand all regulatory and risk management commitments. I can assist in ensuring that the compliance team member's efforts and priorities are not just to comply with applicable regulations but also to establish comprehensive governance policies and procedures that secure and promote the corporate's commercial objectives. Focus areas: Regional Compliance Programme | AML/KYC | Investigations | Compliance Training Management | Risk Management | Surveillance | Regulatory Exams | Ethics & Compliance Communications | Implementing Compliance Technology Solutions | Firewalls | Regulatory Relations | Conflicts of Interest | Compliance Project Management | Securities Trade Monitoring | Business Continuity | SOX Compliance | MLRO | FCA | MFSA | Insurance | FCA Handbook | GDPR | Data Protection ACT | IDD | General Good Provisions | Consumer Duty | SMCR | CASS | Approved Person Regime | TCF | Market Abuse | Best Execution. What drives me every day is the belief that having robust Compliance, AML or data protection controls are not just regulatory requirements but essential pillars for building a sustainable and thriving business. I am dedicated to empowering organizations with the knowledge and tools needed to uphold ethical standards, safeguard sensitive data, and foster a culture of integrity.